UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report: May 22, 2015
ESCO TECHNOLOGIES, INC.
(Exact name of the registrant as specified in its charter)
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MISSOURI
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1-10596
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43-1554045
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(State or other jurisdiction of
incorporation or organization)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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9900A Clayton Road
St. Louis, Missouri 63124-1186
(Address of principal executive offices) (Zip code)
(314) 213-7200
(Name and telephone number, including area code, of the
person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
T Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2014.
Section 1. Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
In accordance with Rule 13p-1 of the Securities Exchange Act of 1934, ESCO Technologies Inc. (“ESCO”) is filing this Specialized Disclosure Form (Form SD) and the associated Conflict Minerals Report. This Form SD and the Conflict Minerals Report, as well as ESCO’s Conflict Minerals Policy, are posted and publicly available on ESCO’s corporate website www.escotechnologies.com. Information contained on ESCO’s website does not constitute part of this Form SD or its Exhibits.
Item 1.02 Exhibit
The Conflict Minerals Report required by Item 1.01 is provided as Exhibit 1.01.
Section 2. Exhibits
Item 2.01 Exhibits
Exhibit No. Description
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1.01
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Conflict Minerals Report of ESCO Technologies Inc.
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for Calendar Year 2014
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
ESCO TECHNOLOGIES INC.
By /s/Victor L. Richey May 22, 2015
Victor L. Richey
Chairman, Chief Executive Officer and President
EXHIBIT 1.01
Conflict Minerals Report of ESCO Technologies Inc.
for Calendar Year 2014
This is the Conflict Minerals Report of ESCO Technologies Inc. (“ESCO”) for calendar year 2014, provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Conflict Minerals Rule”). The Conflict Minerals Rule requires ESCO to perform certain procedures and disclose information about the use and origin of “Conflict Minerals” which are necessary to the functionality or production of products ESCO manufactures or contracts to have manufactured. “Conflict Minerals” are defined for purposes of the Conflict Minerals Rule as cassiterite, columbite-tantalite, wolframite, their respective derivatives tin, tantalum and tungsten, and gold.
ESCO is a producer of engineered products and systems sold to customers worldwide, primarily for utility, industrial, aerospace and commercial applications. ESCO conducts its business in three operating segments, through a number of wholly-owned direct and indirect subsidiaries. These segments, together with the significant domestic and foreign operating subsidiaries within each segment, are as follows:
Filtration/Fluid Flow:
Crissair, Inc.
PTI Technologies Inc.
Thermoform Engineered Quality LLC
VACCO Industries
RF Shielding and Test:
Beijing Lindgren ElectronMagnetic Technology Co., Ltd.
ETS-Lindgren GmbH
ETS Lindgren Engineering India Pvt. Ltd.
ETS-Lindgren Inc.
ETS Lindgren Japan, Inc.
ETS Lindgren Limited
ETS-Lindgren OY
Utility Solutions Group:
Doble Engineering Company
Doble PowerTest Ltd.
Doble TransiNor AS
ESCO’s products require a wide variety of components and materials, and Conflict Minerals that are necessary to the functionality or production of ESCO’s products are common across its product portfolio. ESCO sources its components and subassemblies from a global supply base that includes distributors, value-added resellers, original equipment manufacturers and contract manufacturers.
ESCO’s Reasonable Country of Origin Inquiry
In accordance with the Conflict Minerals Rule, ESCO has performed a “reasonable country of origin inquiry” (“RCOI”) on Conflict Minerals in its supply chain to determine whether these Conflict Minerals were sourced from the Democratic Republic of Congo (“DRC”) or adjoining countries or were from recycled or scrap sources.
As a result of its RCOI process, ESCO has concluded in good faith that during 2014:
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·
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Conflict Minerals were necessary to the functionality or production of many of the products ESCO manufactured or contracted to have manufactured; and
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·
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ESCO was not able to reach a conclusion as to all sources of the Conflict Minerals necessary to the functionality or production of the products it manufactured or contracted to have manufactured.
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Description of ESCO’s Due Diligence
ESCO designed and performed its due diligence measures to conform in all material respects with the Organisation for Economic Cooperation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas (the “OECD Guidance”) and related Supplements for each of the Conflict Minerals.
ESCO’s due diligence measures were based on the OECD Guidance. Because ESCO is many steps removed from the mining of Conflict Minerals and does not purchase raw ore or unrefined Conflict Minerals, the due diligence included extensive communications with its suppliers. ESCO focused its efforts for the second reporting year on its suppliers and contract manufacturers in an effort to continue to build Conflict Mineral awareness, assess the transparency of its supply chain and identify the smelters/refiners in its supply chain.
ESCO maintains a system of internal procedures and controls to identify and trace Conflict Minerals within its supply chain. A summary of ESCO’s activities, which are in line with the OECD Guidance, are outlined below.
Step 1: Establish strong company management systems
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·
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ESCO maintains a formal policy that reflects its desire to achieve a “DRC conflict free” determination over time.
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·
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ESCO maintains a governance model to oversee the implementation and ongoing management of its Conflict Minerals Compliance Program, including a Conflict Minerals Core Team with representatives from each significant subsidiary, led by its Assistant General Counsel, to develop policies, standards and processes that relate to the identification of Conflict Minerals risk in its supply chain. The Core Team solicits the participation of leadership from the various ESCO business units to maintain a governance structure which enables sustainable compliance and actively mitigates the risk of not meeting regulatory requirements. The Core Team is responsible for developing policies and standards as well as developing and maintaining a project charter, compliance project plan, communication strategy, awareness training, project status report, and standard retention policy.
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·
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ESCO has implemented an annual process to evaluate parts and suppliers in its supply chain for potential Conflict Minerals risk. In alignment with the OECD Guidance, each of ESCO’s subsidiaries identifies and assesses the risks in its supply chain by conducting a risk-rated analysis of its products, parts, and suppliers.
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Supplier agreements have been updated to require suppliers to provide information on their use and source of Conflict Minerals.
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ESCO is adapting its internal processes, procedures and systems to accommodate the capture, maintenance, retrieval and reporting of Conflict Minerals supplier and parts status, thereby improving transparency and the ability to certify its status in forthcoming years.
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·
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ESCO has communicated its policy regarding Conflict Minerals to all suppliers and annually provides compliance training for at-risk suppliers.
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·
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ESCO provides a feedback mechanism on its website at www.escotechnologies.com which is available to all interested parties to provide information or voice their concerns regarding ESCO’s sourcing and use of Conflict Minerals in its products.
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Step 2: Identify and assess risks in the supply chain
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On an annual basis, ESCO performs due diligence to identify the parts within each of its subsidiary’s active bills of materials (“BOMs”) that are known or are likely to contain Conflict Minerals using a risk based approach.
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ESCO requires suppliers to complete a survey at the supplier and part level using the Conflict-Free Sourcing Initiative’s Conflict Minerals Reporting Template (CMRT).
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ESCO reviews survey responses received from suppliers for completeness, validates for sufficiency and follows up with any supplier that did not complete the survey, through an outreach program.
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ESCO reviews aggregated supplier survey responses and reports key RCOI metrics as part of a bi-monthly Conflict Minerals reporting process.
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ESCO conducts a review of summary smelter information to determine if the smelter was certified as conflict free or if supporting information presents a “red flag” as defined by the OECD Guidance.
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Step 3: Design and implement a strategy to respond to identified risks
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ESCO completed an OECD Gap Analysis at the conclusion of its 2014 due diligence and provided a summary of the identified risks and gaps to senior management with recommended action plans to reduce risks and close gaps.
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ESCO maintains a risk mitigation strategy with the goal of systematically reducing the extent of exposure to Conflict Minerals risks and the likelihood of their occurrence.
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Conflict mineral reporting requirements are being integrated into ESCO’s broader internal control procedures.
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ESCO continues to integrate its policies, procedures and systems modifications in a systematic and deliberate manner that will make them integral to ESCO’s business and establish the capability to routinely obtain, maintain, and retrieve the key data required to demonstrate reasonable efforts for compliance.
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As ESCO reviews supplier responses to the RCOI, any risks identified will be evaluated, and opportunities to mitigate risks will be addressed. ESCO will address unresponsive suppliers and determine options for corrective actions.
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Additional fact finding, risk assessments, and changes in circumstances will take place as part of ESCO’s annual review of its Conflict Minerals compliance program.
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Step 4: Carry out independent third-party audit of smelters’/refiners’ due diligence practices
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ESCO cooperates and participates with industry associations to enhance transparency and traceability in the supply chain and supports independent third-party audits of smelters’/refiners’ due diligence by independent industry associations who perform these audits.
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Given the nature of ESCO’s businesses, their positions in the supply chain, the associated cost, and the current lack of transparency in the supply chain, ESCO is not in a position to audit smelters/refiners directly.
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Step 5: Report annually on supply chain due diligence
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ESCO performs due diligence on its conflict minerals supply chain annually, maintains a process to summarize, review, and approve compliance results and completion of the Form SD and the Conflict Minerals Report and assure timely filing of these documents with the SEC.
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Risk Mitigation and Future Due Diligence Measures
ESCO will continue to improve its due diligence efforts through increasingly focused efforts including (but not limited to):
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Continue to require suppliers to identify the 3TG contained in the products they supply and when requested on an annual basis, to provide current, accurate and complete information on the smelters and refiners used in the manufacture of parts supplied to ESCO.
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Direct the reasonable country of origin inquiry for parts purchased from third party distributors to the manufacturer of the parts when able.
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Continue to work with suppliers in the ESCO supply chain to provide the required information.
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Identify new supply chain partners to improve and refine the country of origin information collected.
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Determination
Based on the process described above, ESCO received responses from over 400 direct material suppliers, representing more than 50% of the active parts surveyed that were used in its 2014 manufactured goods.
Based on the information provided by ESCO’s suppliers utilized during 2014, ESCO believes that the facilities that may have been used to process 3TG’s in ESCO’s products include the smelters and refiners listed in Appendix I, starting on page 6. The supplier responses included Conflict Free, Known and Unknown smelters, but based on the absence of reliable information on the Unknown smelters, only the Conflict Free and Known smelters have been included.
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Based on the due diligence efforts and the absence of full supply chain visibility throughout the supply base, ESCO is unable to determine the source of origin of the conflict minerals and does not have sufficient information to conclusively determine the countries of origin of 3TG’s contained in ESCO’s products.
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APPENDIX I
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Metal
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Smelter Name 1
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Country
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Smelter ID
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CFSI
Status
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Gold
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Aida Chemical Industries Co. Ltd.
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JAPAN
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CID000019
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CFSI
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Gold
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Allgemeine Gold-und Silberscheideanstalt A.G.
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GERMANY
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CID000035
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CFSI
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Gold
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Almalyk Mining and Metallurgical Complex (AMMC)
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UZBEKISTAN
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CID000041
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CFSI
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Gold
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AngloGold Ashanti Córrego do Sítio Minerção
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BRAZIL
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CID000058
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CFSI
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Gold
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Argor-Heraeus SA
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SWITZERLAND
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CID000077
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CFSI
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Gold
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Asahi Pretec Corp
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JAPAN
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CID000082
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Known
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Gold
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Asaka Riken Co Ltd
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JAPAN
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CID000090
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CFSI
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Gold
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Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
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TURKEY
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CID000103
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CFSI
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Gold
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Aurubis AG
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GERMANY
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CID000113
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CFSI
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Gold
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Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
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PHILIPPINES
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CID000128
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CFSI
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Gold
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Bauer Walser AG
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GERMANY
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CID000141
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CFSI
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Gold
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Boliden AB
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SWEDEN
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CID000157
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CFSI
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Gold
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C. Hafner GmbH + Co. KG
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GERMANY
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CID000176
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CFSI
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Gold
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Caridad
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MEXICO
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CID000180
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CFSI
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Gold
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CCR Refinery – Glencore Canada Corporation
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CANADA
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CID000185
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CFSI
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Gold
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Cendres & Métaux SA
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SWITZERLAND
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CID000189
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CFSI
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Gold
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Chimet S.p.A.
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ITALY
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CID000233
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CFSI
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Gold
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China National Gold Group Corporation
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CHINA
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CID000242
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CFSI
|
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Gold
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Chugai Mining
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JAPAN
|
CID000264
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CFSI
|
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Gold
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Colt Refining
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UNITED STATES
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CID000288
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CFSI
|
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Gold
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Daejin Indus Co. Ltd
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KOREA, REPUBLIC OF
|
CID000328
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CFSI
|
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Gold
|
Daeryong Enc
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KOREA, REPUBLIC OF
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CID000333
|
Known
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Gold
|
Daye Nonferrious
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CHINA
|
CID000343
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Known
|
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Gold
|
Do Sung Corporation
|
KOREA, REPUBLIC OF
|
CID000359
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CFSI
|
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Gold
|
Doduco
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GERMANY
|
CID000362
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CFSI
|
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Gold
|
Dowa
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JAPAN
|
CID000401
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CFSI
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Gold
|
Eco-System Recycling Co., Ltd.
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JAPAN
|
CID000425
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CFSI
|
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Gold
|
FSE Novosibirsk Refinery
|
RUSSIAN FEDERATION
|
CID000493
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CFSI
|
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Gold
|
Gansu Seemine Material Hi-Tech Co Ltd
|
CHINA
|
CID000522
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CFSI
|
|
Gold
|
Guangdong Jinding Gold Limited
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CHINA
|
CID002312
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CFSI
|
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Gold
|
Hangzhou Fuchunjiang Smelting Co., Ltd.
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CHINA
|
CID000671
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CFSI
|
|
`
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Heimerle + Meule GmbH
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GERMANY
|
CID000694
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CFSI
|
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Gold
|
Heraeus Ltd. Hong Kong
|
HONG KONG
|
CID000707
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CFSI
|
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Gold
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Heraeus Precious Metals GmbH & Co. KG
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GERMANY
|
CID000711
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CFSI
|
|
Gold
|
Hunan Chenzhou Mining Group Co., Ltd.
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CHINA
|
CID000767
|
CFSI
|
|
Gold
|
Hwasung CJ Co. Ltd
|
KOREA, REPUBLIC OF
|
CID000778
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CFSI
|
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Gold
|
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
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CHINA
|
CID000801
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CFSI
|
|
Gold
|
Ishifuku Metal Industry Co., Ltd.
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JAPAN
|
CID000807
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CFSI
|
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Gold
|
Istanbul Gold Refinery
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TURKEY
|
CID000814
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CFSI
|
|
Gold
|
Japan Mint
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JAPAN
|
CID000823
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CFSI
|
|
Gold
|
Jiangxi Copper Company Limited
|
CHINA
|
CID000855
|
CFSI
|
|
Gold
|
Johnson Matthey Hong Kong Ltd.
|
CHINA
|
CID000924
|
Known
|
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Gold
|
Johnson Matthey Inc
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UNITED STATES
|
CID000920
|
CFSI
|
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Gold
|
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
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RUSSIAN FEDERATION
|
CID000927
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CFSI
|
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Gold
|
JSC Uralectromed
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RUSSIAN FEDERATION
|
CID000929
|
CFSI
|
|
Gold
|
JX Nippon Mining & Metals Co., Ltd
|
JAPAN
|
CID000937
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Known
|
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Gold
|
Kazzinc Ltd
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KAZAKHSTAN
|
CID000957
|
CFSI
|
|
Gold
|
Kennecott Utah Copper LLC
|
UNITED STATES
|
CID000969
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CFSI
|
|
Gold
|
Kojima Chemicals Co. Ltd
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JAPAN
|
CID000981
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Known
|
|
Gold
|
Korea Metal Co. Ltd
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KOREA, REPUBLIC OF
|
CID000988
|
CFSI
|
|
Gold
|
Kyrgyzaltyn JSC
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KYRGYZSTAN
|
CID001029
|
CFSI
|
|
Gold
|
L' azurde Company For Jewelry
|
SAUDI ARABIA
|
CID001032
|
CFSI
|
|
Gold
|
Lingbao Gold Company Limited
|
CHINA
|
CID001056
|
CFSI
|
|
Gold
|
Lingbao Jinyuan Tonghui Refinery Co. Ltd.
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CHINA
|
CID001058
|
CFSI
|
|
Gold
|
LS-Nikko Copper Inc
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KOREA, REPUBLIC OF
|
CID001078
|
Known
|
|
Gold
|
Luoyang Zijin Yinhui Metal Smelt Co Ltd
|
CHINA
|
CID001093
|
CFSI
|
|
Gold
|
Materion
|
UNITED STATES
|
CID001113
|
CFSI
|
|
Gold
|
Matsuda Sangyo Co. Ltd
|
JAPAN
|
CID001119
|
Known
|
|
Gold
|
Metalor Technologies (Hong Kong) Ltd
|
HONG KONG
|
CID001149
|
CFSI
|
|
Gold
|
Metalor Technologies (Singapore) Pte. Ltd.
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SINGAPORE
|
CID001152
|
CFSI
|
|
Gold
|
Metalor Technologies International SA
|
SWITZERLAND
|
CID001153
|
Known
|
|
Gold
|
Metalor USA Refining Corporation
|
a. North Attleboro, Massachusetts, USA
|
CID001157
|
CFSI
|
|
Gold
|
Met-Mex Peñoles, S.A.
|
MEXICO
|
CID001161
|
CFSI
|
|
Gold
|
Mitsubishi Materials Corporation
|
JAPAN
|
CID001188
|
CFSI
|
|
Gold
|
Mitsui Mining and Smelting Co., Ltd.
|
JAPAN
|
CID001193
|
CFSI
|
|
Gold
|
Moscow Special Alloys Processing Plant
|
RUSSIAN FEDERATION
|
CID001204
|
CFSI
|
|
Gold
|
Nadir Metal Rafineri San. Ve Tic. A.Ş.
|
TURKEY
|
CID001220
|
CFSI
|
|
Gold
|
Navoi Mining and Metallurgical Combinat
|
UZBEKISTAN
|
CID001236
|
CFSI
|
|
Gold
|
Nihon Material Co. LTD
|
JAPAN
|
CID001259
|
CFSI
|
|
Gold
|
Ohio Precious Metals, LLC
|
a. Jackson, Ohio, USA
|
CID001322
|
CFSI
|
|
Gold
|
Ohura Precious Metal Industry Co., Ltd
|
JAPAN
|
CID001325
|
CFSI
|
|
Gold
|
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)
|
RUSSIAN FEDERATION
|
CID001326
|
CFSI
|
|
Gold
|
OJSC Kolyma Refinery
|
RUSSIAN FEDERATION
|
CID001328
|
CFSI
|
|
Gold
|
PAMP SA
|
SWITZERLAND
|
CID001352
|
CFSI
|
|
Gold
|
Penglai Penggang Gold Industry Co Ltd
|
CHINA
|
CID001362
|
CFSI
|
|
Gold
|
Prioksky Plant of Non-Ferrous Metals
|
RUSSIAN FEDERATION
|
CID001386
|
CFSI
|
|
Gold
|
PT Aneka Tambang (Persero) Tbk
|
INDONESIA
|
CID001397
|
CFSI
|
|
Gold
|
PT Tambang Timah
|
INDONESIA
|
CID001477
|
Known
|
|
Gold
|
PX Précinox SA
|
SWITZERLAND
|
CID001498
|
CFSI
|
|
Gold
|
Rand Refinery (Pty) Ltd
|
SOUTH AFRICA
|
CID001512
|
CFSI
|
|
Gold
|
Royal Canadian Mint
|
CANADA
|
CID001534
|
CFSI
|
|
Gold
|
Sabin Metal Corp.
|
UNITED STATES
|
CID001546
|
CFSI
|
|
Gold
|
SAMWON METALS Corp.
|
KOREA, REPUBLIC OF
|
CID001562
|
CFSI
|
|
Gold
|
Schone Edelmetaal
|
NETHERLANDS
|
CID001573
|
CFSI
|
|
Gold
|
SEMPSA Joyería Platería SA
|
SPAIN
|
CID001585
|
CFSI
|
|
Gold
|
Shandong Tiancheng Biological Gold Industrial Co Ltd
|
CHINA
|
CID001622
|
Known
|
|
Gold
|
Sichuan Tianze Precious Metals Co., Ltd
|
CID001736
|
CFSI
|
|
|
Gold
|
So Accurate Group, Inc.
|
UNITED STATES
|
CID001754
|
CFSI
|
|
Gold
|
SOE Shyolkovsky Factory of Secondary Precious Metals
|
RUSSIAN FEDERATION
|
CID001756
|
CFSI
|
|
Gold
|
Solar Applied Materials Technology Corp.
|
TAIWAN
|
CID001761
|
CFSI
|
|
Gold
|
Sumitomo Metal Mining Co., Ltd.
|
JAPAN
|
CID001798
|
CFSI
|
|
Gold
|
Tanaka Kikinzoku Kogyo K.K.
|
JAPAN
|
CID001875
|
CFSI
|
|
Gold
|
The Great Wall Gold and Silver Refinery of China
|
CHINA
|
CID001909
|
CFSI
|
|
Gold
|
The Refinery of Shandong Gold Mining Co. Ltd
|
CHINA
|
CID001916
|
CFSI
|
|
Gold
|
Tokuriki Honten Co., Ltd
|
JAPAN
|
CID001938
|
CFSI
|
|
Gold
|
Tongling Nonferrous Metal Group Co. Ltd
|
CHINA
|
CID001947
|
Known
|
|
Gold
|
Torecom
|
KOREA, REPUBLIC OF
|
CID001955
|
CFSI
|
|
Gold
|
Umicore Brasil Ltda
|
BRAZIL
|
CID001977
|
CFSI
|
|
Gold
|
Umicore Precious Metals Thailand
|
THAILAND
|
CID002314
|
CFSI
|
|
Gold
|
Umicore SA Business Unit Precious Metals Refining
|
BELGIUM
|
CID001980
|
CFSI
|
|
Gold
|
United Precious Metal Refining, Inc.
|
a. Alden, New York, USA
|
CID001993
|
CFSI
|
|
Gold
|
Valcambi SA
|
SWITZERLAND
|
CID002003
|
CFSI
|
|
Gold
|
Western Australian Mint trading as The Perth Mint
|
AUSTRALIA
|
CID002030
|
CFSI
|
|
Gold
|
Yamamoto Precious Metal Co., Ltd
|
Japan
|
CID002100
|
Known
|
|
Gold
|
Yokohama Metal Co Ltd
|
JAPAN
|
CID002129
|
CFSI
|
|
Gold
|
Yunnan Copper Industry Co Ltd
|
CHINA
|
CID000197
|
CFSI
|
|
Gold
|
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
|
CHINA
|
CID002224
|
CFSI
|
|
Gold
|
Zijin Mining Group Co. Ltd
|
CHINA
|
CID002243
|
CFSI
|
|
Tantalum
|
A.L.M.T. Corp.
|
JAPAN
|
CID000004
|
Known
|
|
Tantalum
|
Changsha South Tantalum Niobium Co., Ltd.
|
CHINA
|
CID000211
|
CFSI
|
|
Tantalum
|
Conghua Tantalum and Niobium Smeltry
|
CHINA
|
CID000291
|
CFSI
|
|
Tantalum
|
Duoluoshan
|
CHINA
|
CID000410
|
CFSI
|
|
Tantalum
|
Exotech Inc.
|
UNITED STATES
|
CID000456
|
CFSI
|
|
Tantalum
|
F&X Electro-Materials Ltd.
|
CHINA
|
CID000460
|
CFSI
|
|
Tantalum
|
FIR Metals & Resource., Ltd.
|
CHINA
|
CID002505
|
CFSI
|
|
Tantalum
|
Global Advanced Metals
|
UNITED STATES
|
CID000564
|
Known
|
|
Tantalum
|
Global Advanced Metals Aizu
|
JAPAN
|
CID002558
|
CFSI
|
|
Tantalum
|
Global Advanced Metals Boyertown
|
UNITED STATES
|
CID002557
|
CFSI
|
|
Tantalum
|
Guangdong Zhiyuan New Material Co., Ltd.
|
CHINA
|
CID000616
|
CFSI
|
|
Tantalum
|
H.C. Starck Co., Ltd.
|
THAILAND
|
CID002544
|
CFSI
|
|
Tantalum
|
H.C. Starck GmbH Goslar
|
GERMANY
|
CID002545
|
CFSI
|
|
Tantalum
|
H.C. Starck GmbH Laufenburg
|
GERMANY
|
CID002546
|
CFSI
|
|
Tantalum
|
H.C. Starck Group
|
GERMANY
|
CID000654
|
Known
|
|
Tantalum
|
H.C. Starck Hermsdorf GmbH
|
GERMANY
|
CID002547
|
CFSI
|
|
Tantalum
|
H.C. Starck Ltd.
|
JAPAN
|
CID002549
|
CFSI
|
|
Tantalum
|
H.C. Starck Smelting GmbH & Co.KG
|
GERMANY
|
CID002550
|
CFSI
|
|
Tantalum
|
HC Starck
|
GERMANY
|
CID000683
|
Known
|
|
Tantalum
|
Hengyang King Xing Lifeng New Materials Co., Ltd.
|
CHINA
|
CID002492
|
CFSI
|
|
Tantalum
|
Hi-Temp
|
UNITED STATES
|
CID000731
|
CFSI
|
|
Tantalum
|
JiuJiang JinXin Nonferrous Metals Co., Ltd.
|
CHINA
|
CID000914
|
CFSI
|
|
Tantalum
|
Jiujiang Tanbre Co., Ltd.
|
CHINA
|
CID000917
|
CFSI
|
|
Tantalum
|
Kemet Blue Powder
|
UNITED STATES
|
CID000963
|
CFSI
|
|
Tantalum
|
KEMET Blue Powder
|
UNITED STATES
|
CID002568
|
CFSI
|
|
Tantalum
|
King-Tan Tantalum Industry Ltd
|
CHINA
|
CID000973
|
CFSI
|
|
Tantalum
|
LSM Brasil S.A.
|
BRAZIL
|
CID001076
|
CFSI
|
|
Tantalum
|
Metallurgical Products India (Pvt.) Ltd.
|
INDIA
|
CID001163
|
CFSI
|
|
Tantalum
|
Mineração Taboca S.A.
|
BRAZIL
|
CID001175
|
CFSI
|
|
Tantalum
|
Mitsui Mining & Smelting
|
JAPAN
|
CID001192
|
CFSI
|
|
Tantalum
|
Molycorp Silmet A.S.
|
ESTONIA
|
CID001200
|
CFSI
|
|
Tantalum
|
Ningxia Orient Tantalum Industry Co., Ltd.
|
CHINA
|
CID001277
|
CFSI
|
|
Tantalum
|
Plansee
|
AUSTRIA
|
CID001368
|
Known
|
|
Tantalum
|
Plansee SE Liezen
|
AUSTRIA
|
CID002540
|
CFSI
|
|
Tantalum
|
Plansee SE Reutte
|
AUSTRIA
|
CID002556
|
CFSI
|
|
Tantalum
|
QuantumClean
|
UNITED STATES
|
CID001508
|
CFSI
|
|
Tantalum
|
RFH Tantalum Smeltry Co., Ltd
|
CHINA
|
CID001522
|
CFSI
|
|
Tantalum
|
Shanghai Jiangxi Metals Co. Ltd
|
CHINA
|
CID001634
|
CFSI
|
|
Tantalum
|
Solikamsk Magnesium Works OAO
|
RUSSIAN FEDERATION
|
CID001769
|
CFSI
|
|
Tantalum
|
Taki Chemical Co., Ltd.
|
JAPAN
|
CID001869
|
Known
|
|
Tantalum
|
Tantalite Resources
|
SOUTH AFRICA
|
CID001879
|
Known
|
|
Tantalum
|
Telex
|
UNITED STATES
|
CID001891
|
CFSI
|
|
Tantalum
|
Ulba
|
KAZAKHSTAN
|
CID001969
|
CFSI
|
|
Tantalum
|
Yichun Jin Yang Rare Metal Co., Ltd
|
CHINA
|
CID002307
|
CFSI
|
|
Tantalum
|
Zhuzhou Cement Carbide
|
CHINA
|
CID002232
|
CFSI
|
|
Tantalum
|
UNITED STATES
|
CID002548
|
Known
|
|
|
Tin
|
Minsur
|
a. Paracas, Ica, Perú
|
CID001182
|
Known
|
|
Tin
|
Alpha
|
UNITED STATES
|
CID000292
|
CFSI
|
|
Tin
|
China Rare Metal Materials Company
|
CHINA
|
CID000244
|
CFSI
|
|
Tin
|
China Tin Group Co., Ltd.
|
CHINA
|
CID001070
|
CFSI
|
|
Tin
|
CNMC (Guangxi) PGMA Co. Ltd.
|
CHINA
|
CID000278
|
CFSI
|
|
Tin
|
Cooper Santa
|
BRAZIL
|
CID000295
|
CFSI
|
|
Tin
|
CV Gita Pesona
|
CID000306
|
CFSI
|
|
|
Tin
|
CV JusTindo
|
INDONESIA
|
CID000307
|
CFSI
|
|
Tin
|
CV Makmur Jaya
|
INDONESIA
|
CID000308
|
CFSI
|
|
Tin
|
CV Nurjanah
|
INDONESIA
|
CID000309
|
CFSI
|
|
Tin
|
CV Serumpun Sebalai
|
INDONESIA
|
CID000313
|
CFSI
|
|
Tin
|
CV United Smelting
|
a. Pangkal Pinang, Bangka, Indonesia
|
CID000315
|
CFSI
|
|
Tin
|
Dowa
|
JAPAN
|
CID000402
|
CFSI
|
|
Tin
|
EM Vinto
|
BOLIVIA
|
CID000438
|
CFSI
|
|
Tin
|
EM Vinto
|
THAILAND
|
CID001898
|
CFSI
|
|
Tin
|
Estanho de Rondônia S.A.
|
BRAZIL
|
CID000448
|
CFSI
|
|
Tin
|
Fenix Metals
|
POLAND
|
CID000468
|
CFSI
|
|
Tin
|
Geiju Non-Ferrous Metal Processing Co. Ltd.
|
CHINA
|
CID000538
|
Known
|
|
Tin
|
Gejiu Kai Meng Industry and Trade LLC
|
CHINA
|
CID000942
|
CFSI
|
|
Tin
|
Gejiu Zi-Li
|
CHINA
|
CID000555
|
CFSI
|
|
Tin
|
Huichang Jinshunda Tin Co. Ltd
|
CHINA
|
CID000760
|
CFSI
|
|
Tin
|
Jiangxi Nanshan
|
CHINA
|
CID000864
|
CFSI
|
|
Tin
|
Linwu Xianggui Smelter Co
|
CHINA
|
CID001063
|
CFSI
|
|
Tin
|
Magnu's Minerais Metais e Ligas LTDA
|
BRAZIL
|
CID002468
|
CFSI
|
|
Tin
|
MALAYSIA SMELTING
|
a. Butterworth, Penang, Malaysia
|
CID001105
|
Known
|
|
Tin
|
Melt Metais e Ligas S/A
|
BRAZIL
|
CID002500
|
CFSI
|
|
Tin
|
Metallo Chimique
|
BELGIUM
|
CID001143
|
CFSI
|
|
Tin
|
Metallo Chimique
|
INDONESIA
|
CID001482
|
CFSI
|
|
Tin
|
Mineração Taboca S.A.
|
a. Pirapora do Bom Jesus, São Paulo, Brazil
|
CID001173
|
CFSI
|
|
Tin
|
Minmetals Ganzhou Tin Co. Ltd
|
CHINA
|
CID001179
|
Known
|
|
Tin
|
Mitsubishi Materials Corporation
|
JAPAN
|
CID001191
|
CFSI
|
|
Tin
|
Novosibirsk Integrated Tin Works
|
RUSSIAN FEDERATION
|
CID001305
|
CFSI
|
|
Tin
|
O.M. Manufacturing (Thailand) Co., Ltd.
|
THAILAND
|
CID001314
|
CFSI
|
|
Tin
|
OMSA
|
a. Oruro, Oruro, Bolivia
|
CID001337
|
CFSI
|
|
Tin
|
PT Alam Lestari Kencana
|
INDONESIA
|
CID001393
|
CFSI
|
|
Tin
|
PT Artha Cipta Langgeng
|
INDONESIA
|
CID001399
|
CFSI
|
|
Tin
|
PT Babel Inti Perkasa
|
INDONESIA
|
CID001402
|
CFSI
|
|
Tin
|
PT Babel Surya Alam Lestari
|
INDONESIA
|
CID001406
|
CFSI
|
|
Tin
|
PT Bangka Kudai Tin
|
INDONESIA
|
CID001409
|
CFSI
|
|
Tin
|
PT Bangka Putra Karya
|
INDONESIA
|
CID001412
|
CFSI
|
|
Tin
|
PT Bangka Timah Utama Sejahtera
|
INDONESIA
|
CID001416
|
CFSI
|
|
Tin
|
PT Bangka Tin Industry
|
INDONESIA
|
CID001419
|
CFSI
|
|
Tin
|
PT Belitung Industri Sejahtera
|
INDONESIA
|
CID001421
|
CFSI
|
|
Tin
|
PT BilliTin Makmur Lestari
|
INDONESIA
|
CID001424
|
CFSI
|
|
Tin
|
PT Bukit Timah
|
INDONESIA
|
CID001428
|
CFSI
|
|
Tin
|
PT DS Jaya Abadi
|
INDONESIA
|
CID001434
|
CFSI
|
|
Tin
|
PT Eunindo Usaha Mandiri
|
INDONESIA
|
CID001438
|
CFSI
|
|
Tin
|
PT Fang Di MulTindo
|
INDONESIA
|
CID001442
|
CFSI
|
|
Tin
|
PT HP Metals Indonesia
|
INDONESIA
|
CID001445
|
CFSI
|
|
Tin
|
PT Karimun Mining
|
INDONESIA
|
CID001448
|
CFSI
|
|
Tin
|
PT Koba Tin
|
INDONESIA
|
CID001449
|
CFSI
|
|
Tin
|
PT Mitra Stania Prima
|
INDONESIA
|
CID001453
|
CFSI
|
|
Tin
|
PT Panca Mega Persada
|
INDONESIA
|
CID001457
|
CFSI
|
|
Tin
|
PT Pelat Timah Nusantara Tbk
|
INDONESIA
|
CID001486
|
CFSI
|
|
Tin
|
PT Prima Timah Utama
|
INDONESIA
|
CID001458
|
CFSI
|
|
Tin
|
PT REFINED BANGKA TIN
|
INDONESIA
|
CID001460
|
CFSI
|
|
Tin
|
PT Sariwiguna Binasentosa
|
INDONESIA
|
CID001463
|
CFSI
|
|
Tin
|
PT Stanindo Inti Perkasa
|
a. Pangkal Pinang, Bangka, Indonesia
|
CID001468
|
CFSI
|
|
Tin
|
PT Sumber Jaya Indah
|
INDONESIA
|
CID001471
|
CFSI
|
|
Tin
|
PT Supra Sukses Trinusa
|
INDONESIA
|
CID001476
|
CFSI
|
|
Tin
|
PT Tinindo Inter Nusa
|
INDONESIA
|
CID001490
|
CFSI
|
|
Tin
|
PT Tommy Utama
|
INDONESIA
|
CID001493
|
CFSI
|
|
Tin
|
PT Yinchendo Mining Industry
|
INDONESIA
|
CID001494
|
CFSI
|
|
Tin
|
Rui Da Hung
|
TAIWAN
|
CID001539
|
CFSI
|
|
Tin
|
Smelter not yet identified
|
CHINA
|
2CHN013
|
Known
|
|
Tin
|
Smelter not yet identified
|
INDONESIA
|
2IDN006
|
Known
|
|
Tin
|
Smelter not yet identified
|
INDONESIA
|
2IDN031
|
Known
|
|
Tin
|
Smelter not yet identified
|
INDONESIA
|
2IDN035
|
Known
|
|
Tin
|
Soft Metais, Ltda.
|
BRAZIL
|
CID001758
|
CFSI
|
|
Tin
|
White Solder Metalurgia e Mineração Ltda.
|
BRAZIL
|
CID002036
|
CFSI
|
|
Tin
|
Yunnan Chengfeng
|
CHINA
|
CID002158
|
Known
|
|
Tin
|
Yunnan Tin Company Limited
|
CHINA
|
CID002180
|
Known
|
|
Tungsten
|
Chenzhou Diamond Tungsten Products Co., Ltd.
|
CHINA
|
CID002513
|
CFSI
|
|
Tungsten
|
Chongyi Zhangyuan Tungsten Co Ltd
|
CHINA
|
CID000258
|
CFSI
|
|
Tungsten
|
Dayu Jincheng Tungsten Industry Co., Ltd.
|
CID002518
|
CFSI
|
|
|
Tungsten
|
Dayu Weiliang Tungsten Co., Ltd.
|
CHINA
|
CID000345
|
CFSI
|
|
Tungsten
|
Fujian Jinxin Tungsten Co., Ltd.
|
CHINA
|
CID000499
|
CFSI
|
|
Tungsten
|
Ganzhou Huaxing Tungsten Products Co., Ltd.
|
CHINA
|
CID000875
|
CFSI
|
|
Tungsten
|
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
|
CHINA
|
CID002315
|
CFSI
|
|
Tungsten
|
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
|
CHINA
|
CID000868
|
CFSI
|
|
Tungsten
|
Ganzhou Seadragon W & Mo Co., Ltd.
|
CHINA
|
CID002494
|
CFSI
|
|
Tungsten
|
Global Tungsten & Powders Corp.
|
UNITED STATES
|
CID000568
|
CFSI
|
|
Tungsten
|
Guangdong Xianglu Tungsten Co., Ltd.
|
CHINA
|
CID000218
|
CFSI
|
|
Tungsten
|
H.C. Starck GmbH
|
GERMANY
|
CID002541
|
CFSI
|
|
Tungsten
|
Hunan Chenzhou Mining Group Co
|
CHINA
|
CID000766
|
CFSI
|
|
Tungsten
|
Hunan Chunchang Nonferrous Metals Co., Ltd.
|
CHINA
|
CID000769
|
CFSI
|
|
Tungsten
|
Japan New Metals Co Ltd
|
JAPAN
|
CID000825
|
CFSI
|
|
Tungsten
|
Jiangxi Gan Bei Tungsten Co., Ltd.
|
CHINA
|
CID002321
|
CFSI
|
|
Tungsten
|
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
|
CHINA
|
CID002313
|
CFSI
|
|
Tungsten
|
Jiangxi Richsea New Materials Co., Ltd.
|
CHINA
|
CID002493
|
CFSI
|
|
Tungsten
|
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
|
CHINA
|
CID002318
|
CFSI
|
|
Tungsten
|
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
|
CHINA
|
CID002317
|
CFSI
|
|
Tungsten
|
Jiangxi Yaosheng Tungsten Co., Ltd.
|
CHINA
|
CID002316
|
CFSI
|
|
Tungsten
|
Kennametal Fallon
|
UNITED STATES
|
CID000966
|
CFSI
|
|
Tungsten
|
Kennametal Huntsville
|
UNITED STATES
|
CID000105
|
CFSI
|
|
Tungsten
|
Malipo Haiyu Tungsten Co., Ltd.
|
CHINA
|
CID002319
|
CFSI
|
|
Tungsten
|
Tejing (Vietnam) Tungsten Co., Ltd.
|
VIET NAM
|
CID001889
|
CFSI
|
|
Tungsten
|
Vietnam Youngsun Tungsten Industry Co., Ltd
|
VIET NAM
|
CID002011
|
CFSI
|
|
Tungsten
|
Wolfram Bergbau und Hütten AG
|
AUSTRIA
|
CID002044
|
CFSI
|
|
Tungsten
|
Wolfram Company CJSC
|
RUSSIAN FEDERATION
|
CID002047
|
CFSI
|
|
Tungsten
|
Xiamen Tungsten (H.C.) Co., Ltd.
|
CHINA
|
CID002320
|
CFSI
|
|
Tungsten
|
Xiamen Tungsten Co., Ltd
|
CHINA
|
CID002082
|
CFSI
|
|
Tungsten
|
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
|
CHINA
|
CID002095
|
CFSI
|
|
Tungsten
|
Zhuzhou Cemented Carbide Group Co Ltd
|
CHINA
|
CID002236
|
Known
|