UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM SD
SPECIALIZED DISCLOSURE REPORT

CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report:  May 22, 2018

ESCO TECHNOLOGIES, INC.
(Exact name of the registrant as specified in its charter)

MISSOURI
1-10596
43-1554045
(State or other jurisdiction of incorporation or organization)
(Commission File Number)
(IRS Employer Identification No.)

9900A Clayton Road
St. Louis, Missouri 63124-1186
(Address of principal executive offices) (Zip code)

(314) 213-7200
 (Name and telephone number, including area code, of the
person to contact in connection with this report)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

☒  Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2017.



Section 1.  Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

In accordance with Rule 13p-1 of the Securities Exchange Act of 1934, ESCO Technologies Inc. (“ESCO”) is filing this Specialized Disclosure Form (Form SD) and the associated Conflict Minerals Report.  This Form SD and the Conflict Minerals Report, as well as ESCO’s Conflict Minerals Policy, are posted and publicly available on ESCO’s corporate website www.escotechnologies.com.  Information contained on ESCO’s website does not constitute part of this Form SD or its Exhibits.

Item 1.02 Exhibit

The Conflict Minerals Report required by Item 1.01 is provided as Exhibit 1.01.

Section 2.  Exhibits

Item 2.01  Exhibits

 
Exhibit No.
Description
     
 
Conflict Minerals Report of ESCO Technologies Inc. for Calendar Year 2017

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

ESCO TECHNOLOGIES INC.
       
By
/s/V.L. Richey, Jr.
 
May 22, 2018
 
V.L. Richey, Jr.
 

 
Chairman, Chief Executive Officer and President



EXHIBIT 1.01

Conflict Minerals Report of ESCO Technologies Inc.
for Calendar Year 2017

This is the Conflict Minerals Report of ESCO Technologies Inc. (“ESCO”) for calendar year 2017, provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Conflict Minerals Rule”).  The Conflict Minerals Rule requires ESCO to perform certain procedures and disclose information about the use and origin of “Conflict Minerals” which are necessary to the functionality or production of products ESCO manufactures or contracts to have manufactured.  “Conflict Minerals” are defined for purposes of the Conflict Minerals Rule as cassiterite, columbite-tantalite, wolframite, their respective derivatives tin, tantalum and tungsten, and gold.

ESCO Technologies is a global provider of highly engineered products and solutions to diverse and growing end-markets that include the aerospace, space, healthcare, wireless, consumer electronics, electric utility, and renewable energy industries.  During 2017, ESCO conducted its business in four operating segments, through a number of wholly-owned direct and indirect subsidiaries. These segments, together with the significant domestic and foreign operating subsidiaries within each segment during 2017, were as follows; more complete information about the Company and its subsidiaries is provided on the Company’s website and in its latest Form 10-K filed with the Securities and Exchange Commission:

Filtration/Fluid Flow:
PTI Technologies Inc.
VACCO Industries
Crissair, Inc.
Westland Technologies, Inc.
Mayday Manufacturing Co.
Hi-Tech Metals, Inc.

RF Shielding and Test:
ETS-Lindgren Inc.

Utility Solutions Group:
Doble Engineering Company
Morgan Schaffer Ltd.
NRG Systems, Inc.

Technical Packaging:
Thermoform Engineered Quality LLC
Plastique Limited

ESCO’s products require a wide variety of components and materials, and Conflict Minerals that are necessary to the functionality or production of ESCO’s products are common across its product portfolio.  ESCO sources its components and subassemblies from a global supply base that includes distributors, value-added resellers, original equipment manufacturers and contract manufacturers.


ESCO’s Reasonable Country of Origin Inquiry

In accordance with the Conflict Minerals Rule, ESCO has performed a “reasonable country of origin inquiry” (“RCOI”) on Conflict Minerals in its supply chain to determine whether these Conflict Minerals were sourced from the Democratic Republic of Congo (“DRC”) or adjoining countries or were from recycled or scrap sources.

As a result of its RCOI process, ESCO has concluded in good faith that during 2017:


·
Conflict Minerals were necessary to the functionality or production of many of the products ESCO manufactured or contracted to have manufactured; and


·
ESCO was not able to reach a conclusion as to all sources of the Conflict Minerals necessary to the functionality or production of the products it manufactured or contracted to have manufactured.

Description of ESCO’s Due Diligence

ESCO designed and performed its due diligence measures to conform in all material respects with the Organisation for Economic Cooperation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas (the “OECD Guidance”) and related Supplements for each of the Conflict Minerals.

ESCO’s due diligence measures were based on the OECD Guidance.  Because ESCO is many steps removed from the mining of Conflict Minerals and does not purchase raw ore or unrefined Conflict Minerals, the due diligence included extensive communications with its suppliers.  ESCO has focused its efforts since the second reporting year on its suppliers and contract manufacturers in an effort to continue to build Conflict Mineral awareness, assess the transparency of its supply chain and identify the smelters/refiners in its supply chain..

ESCO maintains a system of internal procedures and controls to identify and trace Conflict Minerals within its supply chain.  A summary of ESCO’s activities, which are in line with the OECD Guidance, are outlined below.

Step 1:  Establish strong company management systems


·
ESCO maintains a formal policy that reflects its desire to achieve a “DRC conflict free” determination over time.


·
ESCO maintains a governance model to oversee the implementation and ongoing management of its Conflict Minerals Compliance Program, including a Conflict Minerals Core Team with representatives from each significant subsidiary, led by its Assistant General Counsel, to develop policies, standards and processes that relate to the identification of Conflict Minerals risk in its supply chain.  The Core Team solicits the participation of leadership from the various ESCO business units to maintain a governance structure which enables sustainable compliance and actively mitigates the risk of not meeting regulatory requirements.  The Core Team is responsible for developing policies and standards as well as developing and maintaining a project charter, compliance project plan, communication strategy, awareness training, project status report, and standard retention policy.

Page 2


·
ESCO maintains an annual process to evaluate parts and suppliers in its supply chain for potential Conflict Minerals risk.  In alignment with the OECD Guidance, each of ESCO’s subsidiaries identifies and assesses the risks in its supply chain by conducting a risk-rated analysis of its products, parts, and suppliers.


·
Supplier agreements require suppliers to provide information on their use and source of Conflict Minerals.


·
ESCO continues to adapt its internal processes, procedures and systems to accommodate the capture, maintenance, retrieval and reporting of Conflict Minerals supplier and parts status, thereby improving transparency and the ability to certify its status in forthcoming years.  ESCO communicates its policy regarding Conflict Minerals to all suppliers and annually provides compliance training for at-risk suppliers..


·
ESCO provides a feedback mechanism on its website at www.escotechnologies.com which is available to all interested parties to provide information or voice their concerns regarding ESCO’s sourcing and use of Conflict Minerals in its products.

Step 2:  Identify and assess risks in the supply chain


·
On an annual basis, ESCO performs due diligence to identify the parts within each of its subsidiary’s active bills of materials (“BOMs”) that are known or are likely to contain Conflict Minerals using a risk-based approach and to further identify the supplier(s) from who those parts are sourced.


·
ESCO requires suppliers to complete a survey at the supplier and part level using the Responsible Minerals Initiative’s Conflict Minerals Reporting Template (CMRT).


·
ESCO reviews survey responses received from suppliers for completeness, validates for sufficiency and follows up with any supplier that did not complete the survey, through an intensive outreach program.


·
ESCO reviews aggregated supplier survey responses and reports key RCOI metrics as part of a bi-weekly Conflict Minerals reporting process.


·
ESCO conducts a review of summary smelter information to determine if each smelter was certified as conformant/conflict free or if supporting information presents a “red flag” as defined by the OECD Guidance, such as sourcing from the DRC or surrounding countries from a non-conformant/Not DRC Conflict Free or Undeterminable smelter.

Step 3:  Design and implement a strategy to respond to identified risks


·
Annually, ESCO completes an OECD Gap Analysis at the conclusion of its due diligence and provides a summary of the identified risks and gaps to senior management with recommended action plans to reduce risks and close gaps.


·
ESCO maintains a risk mitigation strategy with the goal of systematically reducing the extent of exposure to Conflict Minerals risks and the likelihood of their occurrence.


·
Conflict mineral reporting requirements are being integrated into ESCO’s broader internal control procedures.

Page 3


·
ESCO continues to integrate its policies, procedures and systems modifications in a systematic and deliberate manner that will make them integral to ESCO’s business and establish the capability to routinely obtain, maintain, and retrieve the key data required to demonstrate reasonable efforts for compliance.


·
ESCO subsidiaries continue to make progress in integrating conflict minerals into ERP systems to include Conflict Minerals Status as a field within the master part list to identify the Conflict Mineral status including Conformant/Conflict Free, Non Conformant/Not Conflict Free, Undeterminable or Out of Scope.


·
As ESCO reviews supplier responses to the RCOI, any risks identified will be evaluated, and opportunities to mitigate risks will be addressed.


·
ESCO will address unresponsive suppliers and determine options for corrective actions.  ESCO subsidiaries continue to assertively outreach to unresponsive suppliers.


·
Additional fact finding, risk assessments, and changes in circumstances will take place as part of ESCO’s annual review of its Conflict Minerals compliance program.

Step 4:  Carry out independent third-party audit of smelters’/refiners’ due diligence practices


·
ESCO cooperates and participates with industry associations to enhance transparency and traceability in the supply chain and supports independent third-party audits of smelters’/refiners’ due diligence by independent industry associations who perform these audits.


·
Given the nature of ESCO’s businesses, their positions in the supply chain, the associated cost, and the current lack of transparency in the supply chain, ESCO is not in a position to audit smelters/refiners directly.

Step 5:  Report annually on supply chain due diligence


·
ESCO performs due diligence on its conflict minerals supply chain annually, maintains a process to summarize, review, and approve compliance results and completion of the Form SD and the Conflict Minerals Report and assure timely filing of these documents with the SEC.

Continuous Improvement of Supply Chain Due Diligence

ESCO will continue to improve its due diligence efforts through increasingly focused efforts including (but not limited to):


·
Continue to require suppliers to identify the 3TG contained in the products they supply and when requested on an annual basis, to provide current, accurate and complete information on the smelters and refiners used in the manufacture of parts supplied to ESCO.


·
In an effort to improve supplier response rates for parts purchased from third party distributors, ESCO will strive to identify and survey the manufacturer of parts.

Page 4

Determination

Based on the process described above, ESCO received responses from 904 direct material suppliers, representing 69% of total suppliers surveyed and 77% of the active parts surveyed that were used in its 2017 manufactured goods.

Based on the information provided by ESCO’s suppliers utilized during 2017, ESCO believes that the facilities that may have been used to process 3TG’s in ESCO’s products include the smelters and refiners listed in Appendix I, starting on page 6. The supplier responses included Conformant/Conflict Free, Known and Unknown smelters, but based on the absence of reliable information on the Unknown smelters, only the Conformant/Conflict Free and Known smelters have been included.

Based on the due diligence efforts and the absence of full supply chain visibility throughout the supply base, ESCO is unable to determine the source of origin of the conflict minerals and does not have sufficient information to conclusively determine the countries of origin of 3TG’s contained in ESCO’s products.

Page 5

APPENDIX I

 
Smelter
Identifi-
cation
 
Metal
 
Smelter Name
 
Smelter Country
 
Smelter
Status
 
CID000004
 
Tungsten
 
A.L.M.T. TUNGSTEN Corp.
 
JAPAN
 
Conflict Free
 
CID000015
 
Gold
 
Advanced Chemical Company
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID000019
 
Gold
 
Aida Chemical Industries Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID000035
 
Gold
 
Allgemeine Gold-und Silberscheideanstalt A.G.
 
GERMANY
 
Conflict Free
 
CID000041
 
Gold
 
Almalyk Mining and Metallurgical Complex (AMMC)
 
UZBEKISTAN
 
Conflict Free
 
CID000058
 
Gold
 
AngloGold Ashanti Corrego do Sitio Mineracao
 
BRAZIL
 
Conflict Free
 
CID000077
 
Gold
 
Argor-Heraeus S.A.
 
SWITZERLAND
 
Conflict Free
 
CID000082
 
Gold
 
Asahi Pretec Corp.
 
JAPAN
 
Conflict Free
 
CID000090
 
Gold
 
Asaka Riken Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID000092
 
Tantalum
 
Asaka Riken Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID000103
 
Gold
 
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
 
TURKEY
 
Known
 
CID000105
 
Tungsten
 
Kennametal Huntsville
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID000113
 
Gold
 
Aurubis AG
 
GERMANY
 
Conflict Free
 
CID000128
 
Gold
 
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
 
PHILIPPINES
 
Conflict Free
 
CID000157
 
Gold
 
Boliden AB
 
SWEDEN
 
Conflict Free
 
CID000176
 
Gold
 
C. Hafner GmbH + Co. KG
 
GERMANY
 
Conflict Free
 
CID000180
 
Gold
 
Caridad
 
MEXICO
 
Known
 
CID000185
 
Gold
 
CCR Refinery - Glencore Canada Corporation
 
CANADA
 
Conflict Free
 
CID000189
 
Gold
 
Cendres + Metaux S.A.
 
SWITZERLAND
 
Known
 
CID000197
 
Gold
 
Yunnan Copper Industry Co., Ltd.
 
CHINA
 
Known
 
CID000211
 
Tantalum
 
Changsha South Tantalum Niobium Co., Ltd.
 
CHINA
 
Conflict Free
 
CID000218
 
Tungsten
 
Guangdong Xianglu Tungsten Co., Ltd.
 
CHINA
 
Conflict Free
 
CID000228
 
Tin
 
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
 
CHINA
 
Conflict Free
 
CID000233
 
Gold
 
Chimet S.p.A.
 
ITALY
 
Conflict Free
 
CID000244
 
Tin
 
Jiangxi Ketai Advanced Material Co., Ltd.
 
CHINA
 
Conflict Free
 
CID000258
 
Tungsten
 
Chongyi Zhangyuan Tungsten Co., Ltd.
 
CHINA
 
Conflict Free
 
CID000264
 
Gold
 
Chugai Mining
 
JAPAN
 
Known
 
CID000278
 
Tin
 
CNMC (Guangxi) PGMA Co., Ltd.
 
CHINA
 
Known
 
CID000291
 
Tantalum
 
Guangdong Rising Rare Metals-EO Materials Ltd.
 
CHINA
 
Conflict Free
 
CID000292
 
Tin
 
Alpha
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID000306
 
Tin
 
CV Gita Pesona
 
INDONESIA
 
Conflict Free
 
CID000309
 
Tin
 
PT Aries Kencana Sejahtera
 
INDONESIA
 
Conflict Free
 
CID000313
 
Tin
 
CV Serumpun Sebalai
 
INDONESIA
 
Known
 
CID000315
 
Tin
 
CV United Smelting
 
INDONESIA
 
Conflict Free
 
CID000328
 
Gold
 
Daejin Indus Co., Ltd.
 
KOREA, REPUBLIC OF
 
Conflict Free
 
CID000343
 
Gold
 
Daye Non-Ferrous Metals Mining Ltd.
 
CHINA
 
Known
 
CID000359
 
Gold
 
DSC (Do Sung Corporation)
 
KOREA, REPUBLIC OF
 
Conflict Free
 
CID000362
 
Gold
 
DODUCO Contacts and Refining GmbH
 
GERMANY
 
Conflict Free
 
CID000401
 
Gold
 
Dowa
 
JAPAN
 
Conflict Free

Page A-1

 
Smelter
Identifi-
cation
  Metal   Smelter Name    Smelter Country  
Smelter
Status
 
CID000402
 
Tin
 
Dowa
 
JAPAN
 
Conflict Free
 
CID000410
 
Tantalum
 
Duoluoshan
 
CHINA
 
Known
 
CID000425
 
Gold
 
Eco-System Recycling Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID000438
 
Tin
 
EM Vinto
 
BOLIVIA (PLURINATIONAL STATE OF)
 
Conflict Free
 
CID000448
 
Tin
 
Estanho de Rondonia S.A.
 
BRAZIL
 
Known
 
CID000456
 
Tantalum
 
Exotech Inc.
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID000460
 
Tantalum
 
F&X Electro-Materials Ltd.
 
CHINA
 
Conflict Free
 
CID000468
 
Tin
 
Fenix Metals
 
POLAND
 
Conflict Free
 
CID000493
 
Gold
 
OJSC Novosibirsk Refinery
 
RUSSIAN FEDERATION
 
Conflict Free
 
CID000499
 
Tungsten
 
Fujian Jinxin Tungsten Co., Ltd.
 
CHINA
 
Conflict Free
 
CID000522
 
Gold
 
Refinery of Seemine Gold Co., Ltd.
 
CHINA
 
Known
 
CID000538
 
Tin
 
Gejiu Non-Ferrous Metal Processing Co., Ltd.
 
CHINA
 
Conflict Free
 
CID000555
 
Tin
 
Gejiu Zili Mining And Metallurgy Co., Ltd.
 
CHINA
 
Known
 
CID000568
 
Tungsten
 
Global Tungsten & Powders Corp.
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID000616
 
Tantalum
 
Guangdong Zhiyuan New Material Co., Ltd.
 
CHINA
 
Conflict Free
 
CID000651
 
Gold
 
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
 
CHINA
 
Known
 
CID000671
 
Gold
 
Hangzhou Fuchunjiang Smelting Co., Ltd.
 
CHINA
 
Known
 
CID000689
 
Gold
 
HeeSung Metal Ltd.
 
KOREA, REPUBLIC OF
 
Conflict Free
 
CID000694
 
Gold
 
Heimerle + Meule GmbH
 
GERMANY
 
Conflict Free
 
CID000707
 
Gold
 
Heraeus Metals Hong Kong Ltd.
 
CHINA
 
Conflict Free
 
CID000711
 
Gold
 
Heraeus Precious Metals GmbH & Co. KG
 
GERMANY
 
Conflict Free
 
CID000760
 
Tin
 
Huichang Jinshunda Tin Co., Ltd.
 
CHINA
 
Conflict Free
 
CID000766
 
Tungsten
 
Hunan Chenzhou Mining Co., Ltd.
 
CHINA
 
Conflict Free
 
CID000767
 
Gold
 
Hunan Chenzhou Mining Co., Ltd.
 
CHINA
 
Known
 
CID000769
 
Tungsten
 
Hunan Chunchang Nonferrous Metals Co., Ltd.
 
CHINA
 
Conflict Free
 
CID000778
 
Gold
 
HwaSeong CJ CO., LTD.
 
KOREA, REPUBLIC OF
 
Known
 
CID000801
 
Gold
 
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
 
CHINA
 
Conflict Free
 
CID000807
 
Gold
 
Ishifuku Metal Industry Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID000814
 
Gold
 
Istanbul Gold Refinery
 
TURKEY
 
Conflict Free
 
CID000823
 
Gold
 
Japan Mint
 
JAPAN
 
Conflict Free
 
CID000825
 
Tungsten
 
Japan New Metals Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID000855
 
Gold
 
Jiangxi Copper Co., Ltd.
 
CHINA
 
Conflict Free
 
CID000875
 
Tungsten
 
Ganzhou Huaxing Tungsten Products Co., Ltd.
 
CHINA
 
Conflict Free
 
CID000914
 
Tantalum
 
JiuJiang JinXin Nonferrous Metals Co., Ltd.
 
CHINA
 
Conflict Free
 
CID000917
 
Tantalum
 
Jiujiang Nonferrous Metals Smelting Company Limited
 
CHINA
 
Conflict Free
 
CID000920
 
Gold
 
Asahi Refining USA Inc.
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID000924
 
Gold
 
Asahi Refining Canada Ltd.
 
CANADA
 
Conflict Free
 
CID000927
 
Gold
 
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
 
RUSSIAN FEDERATION
 
Conflict Free
 
CID000929
 
Gold
 
JSC Uralelectromed
 
RUSSIAN FEDERATION
 
Conflict Free
 
CID000937
 
Gold
 
JX Nippon Mining & Metals Co., Ltd.
 
JAPAN
 
Conflict Free

Page A-2

 
Smelter
Identifi-
cation
  Metal   Smelter Name   Smelter Country  
Smelter
Status
 
CID000942
 
Tin
 
Gejiu Kai Meng Industry and Trade LLC
 
CHINA
 
Conflict Free
 
CID000956
 
Gold
 
Kazakhmys Smelting LLC
 
KAZAKHSTAN
 
Known
 
CID000957
 
Gold
 
Kazzinc
 
KAZAKHSTAN
 
Conflict Free
 
CID000966
 
Tungsten
 
Kennametal Fallon
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID000969
 
Gold
 
Kennecott Utah Copper LLC
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID000973
 
Tantalum
 
King-Tan Tantalum Industry Ltd.
 
CHINA
 
Conflict Free
 
CID000981
 
Gold
 
Kojima Chemicals Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID001029
 
Gold
 
Kyrgyzaltyn JSC
 
KYRGYZSTAN
 
Conflict Free
 
CID001032
 
Gold
 
L'azurde Company For Jewelry
 
SAUDI ARABIA
 
Known
 
CID001056
 
Gold
 
Lingbao Gold Co., Ltd.
 
CHINA
 
Known
 
CID001058
 
Gold
 
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
 
CHINA
 
Known
 
CID001070
 
Tin
 
China Tin Group Co., Ltd.
 
CHINA
 
Conflict Free
 
CID001076
 
Tantalum
 
LSM Brasil S.A.
 
BRAZIL
 
Conflict Free
 
CID001078
 
Gold
 
LS-NIKKO Copper Inc.
 
KOREA, REPUBLIC OF
 
Conflict Free
 
CID001093
 
Gold
 
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
 
CHINA
 
Known
 
CID001105
 
Tin
 
Malaysia Smelting Corporation (MSC)
 
MALAYSIA
 
Conflict Free
 
CID001113
 
Gold
 
Materion
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID001119
 
Gold
 
Matsuda Sangyo Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID001142
 
Tin
 
Metallic Resources, Inc.
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID001147
 
Gold
 
Metalor Technologies (Suzhou) Ltd.
 
CHINA
 
Conflict Free
 
CID001149
 
Gold
 
Metalor Technologies (Hong Kong) Ltd.
 
CHINA
 
Conflict Free
 
CID001152
 
Gold
 
Metalor Technologies (Singapore) Pte., Ltd.
 
SINGAPORE
 
Conflict Free
 
CID001153
 
Gold
 
Metalor Technologies S.A.
 
SWITZERLAND
 
Conflict Free
 
CID001157
 
Gold
 
Metalor USA Refining Corporation
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID001161
 
Gold
 
Metalurgica Met-Mex Penoles S.A. De C.V.
 
MEXICO
 
Conflict Free
 
CID001163
 
Tantalum
 
Metallurgical Products India Pvt., Ltd.
 
INDIA
 
Conflict Free
 
CID001173
 
Tin
 
Mineracao Taboca S.A.
 
BRAZIL
 
Conflict Free
 
CID001175
 
Tantalum
 
Mineracao Taboca S.A.
 
BRAZIL
 
Conflict Free
 
CID001182
 
Tin
 
Minsur
 
PERU
 
Conflict Free
 
CID001188
 
Gold
 
Mitsubishi Materials Corporation
 
JAPAN
 
Conflict Free
 
CID001191
 
Tin
 
Mitsubishi Materials Corporation
 
JAPAN
 
Conflict Free
 
CID001192
 
Tantalum
 
Mitsui Mining and Smelting Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID001193
 
Gold
 
Mitsui Mining and Smelting Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID001200
 
Tantalum
 
NPM Silmet AS
 
ESTONIA
 
Conflict Free
 
CID001204
 
Gold
 
Moscow Special Alloys Processing Plant
 
RUSSIAN FEDERATION
 
Conflict Free
 
CID001220
 
Gold
 
Nadir Metal Rafineri San. Ve Tic. A.S.
 
TURKEY
 
Conflict Free
 
CID001231
 
Tin
 
Nankang Nanshan Tin Manufactory Co., Ltd.
 
CHINA
 
Active
 
CID001236
 
Gold
 
Navoi Mining and Metallurgical Combinat
 
UZBEKISTAN
 
Known
 
CID001259
 
Gold
 
Nihon Material Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID001277
 
Tantalum
 
Ningxia Orient Tantalum Industry Co., Ltd.
 
CHINA
 
Conflict Free
 
CID001314
 
Tin
 
O.M. Manufacturing (Thailand) Co., Ltd.
 
THAILAND
 
Conflict Free
 
CID001322
 
Gold
 
Elemetal Refining, LLC
 
UNITED STATES OF AMERICA
 
Known
 
CID001325
 
Gold
 
Ohura Precious Metal Industry Co., Ltd.
 
JAPAN
 
Conflict Free

Page A-3

 
Smelter
Identifi-
cation
  Metal   Smelter Name   Smelter Country  
Smelter
Status
 
CID001326
 
Gold
 
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
 
RUSSIAN FEDERATION
 
Conflict Free
 
CID001337
 
Tin
 
Operaciones Metalurgical S.A.
 
BOLIVIA (PLURINATIONAL STATE OF)
 
Conflict Free
 
CID001352
 
Gold
 
PAMP S.A.
 
SWITZERLAND
 
Conflict Free
 
CID001362
 
Gold
 
Penglai Penggang Gold Industry Co., Ltd.
 
CHINA
 
Known
 
CID001386
 
Gold
 
Prioksky Plant of Non-Ferrous Metals
 
RUSSIAN FEDERATION
 
Conflict Free
 
CID001397
 
Gold
 
PT Aneka Tambang (Persero) Tbk
 
INDONESIA
 
Conflict Free
 
CID001399
 
Tin
 
PT Artha Cipta Langgeng
 
INDONESIA
 
Conflict Free
 
CID001402
 
Tin
 
PT Babel Inti Perkasa
 
INDONESIA
 
Conflict Free
 
CID001419
 
Tin
 
PT Bangka Tin Industry
 
INDONESIA
 
Conflict Free
 
CID001421
 
Tin
 
PT Belitung Industri Sejahtera
 
INDONESIA
 
Conflict Free
 
CID001428
 
Tin
 
PT Bukit Timah
 
INDONESIA
 
Conflict Free
 
CID001434
 
Tin
 
PT DS Jaya Abadi
 
INDONESIA
 
Conflict Free
 
CID001438
 
Tin
 
PT Eunindo Usaha Mandiri
 
INDONESIA
 
Conflict Free
 
CID001448
 
Tin
 
PT Karimun Mining
 
INDONESIA
 
Conflict Free
 
CID001453
 
Tin
 
PT Mitra Stania Prima
 
INDONESIA
 
Conflict Free
 
CID001457
 
Tin
 
PT Panca Mega Persada
 
INDONESIA
 
Conflict Free
 
CID001458
 
Tin
 
PT Prima Timah Utama
 
INDONESIA
 
Conflict Free
 
CID001460
 
Tin
 
PT Refined Bangka Tin
 
INDONESIA
 
Conflict Free
 
CID001463
 
Tin
 
PT Sariwiguna Binasentosa
 
INDONESIA
 
Conflict Free
 
CID001468
 
Tin
 
PT Stanindo Inti Perkasa
 
INDONESIA
 
Conflict Free
 
CID001471
 
Tin
 
PT Sumber Jaya Indah
 
INDONESIA
 
Conflict Free
 
CID001477
 
Tin
 
PT Timah (Persero) Tbk Kundur
 
INDONESIA
 
Conflict Free
 
CID001482
 
Tin
 
PT Timah (Persero) Tbk Mentok
 
INDONESIA
 
Conflict Free
 
CID001490
 
Tin
 
PT Tinindo Inter Nusa
 
INDONESIA
 
Conflict Free
 
CID001493
 
Tin
 
PT Tommy Utama
 
INDONESIA
 
Conflict Free
 
CID001498
 
Gold
 
PX Precinox S.A.
 
SWITZERLAND
 
Conflict Free
 
CID001508
 
Tantalum
 
QuantumClean
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID001512
 
Gold
 
Rand Refinery (Pty) Ltd.
 
SOUTH AFRICA
 
Conflict Free
 
CID001522
 
Tantalum
 
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.
 
CHINA
 
Conflict Free
 
CID001534
 
Gold
 
Royal Canadian Mint
 
CANADA
 
Conflict Free
 
CID001539
 
Tin
 
Rui Da Hung
 
TAIWAN, PROVINCE OF CHINA
 
Conflict Free
 
CID001546
 
Gold
 
Sabin Metal Corp.
 
UNITED STATES OF AMERICA
 
Known
 
CID001555
 
Gold
 
Samduck Precious Metals
 
KOREA, REPUBLIC OF
 
Conflict Free
 
CID001562
 
Gold
 
Samwon Metals Corp.
 
KOREA, REPUBLIC OF
 
Known
 
CID001573
 
Gold
 
Schone Edelmetaal B.V.
 
NETHERLANDS
 
Conflict Free
 
CID001585
 
Gold
 
SEMPSA Joyeria Plateria S.A.
 
SPAIN
 
Conflict Free
 
CID001619
 
Gold
 
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
 
CHINA
 
Known
 
CID001622
 
Gold
 
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
 
CHINA
 
Conflict Free
 
CID001736
 
Gold
 
Sichuan Tianze Precious Metals Co., Ltd.
 
CHINA
 
Conflict Free

Page A-4

 
Smelter
Identifi-
cation
  Metal   Smelter Name   Smelter Country  
Smelter
Status
 
CID001754
 
Gold
 
So Accurate Group, Inc.
 
UNITED STATES OF AMERICA
 
Known
 
CID001756
 
Gold
 
SOE Shyolkovsky Factory of Secondary Precious Metals
 
RUSSIAN FEDERATION
 
Conflict Free
 
CID001758
 
Tin
 
Soft Metais Ltda.
 
BRAZIL
 
Conflict Free
 
CID001761
 
Gold
 
Solar Applied Materials Technology Corp.
 
TAIWAN, PROVINCE OF CHINA
 
Conflict Free
 
CID001769
 
Tantalum
 
Solikamsk Magnesium Works OAO
 
RUSSIAN FEDERATION
 
Conflict Free
 
CID001798
 
Gold
 
Sumitomo Metal Mining Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID001869
 
Tantalum
 
Taki Chemical Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID001875
 
Gold
 
Tanaka Kikinzoku Kogyo K.K.
 
JAPAN
 
Conflict Free
 
CID001889
 
Tungsten
 
Tejing (Vietnam) Tungsten Co., Ltd.
 
VIET NAM
 
Conflict Free
 
CID001891
 
Tantalum
 
Telex Metals
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID001898
 
Tin
 
Thaisarco
 
THAILAND
 
Conflict Free
 
CID001908
 
Tin
 
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
 
CHINA
 
Conflict Free
 
CID001909
 
Gold
 
Great Wall Precious Metals Co., Ltd. of CBPM
 
CHINA
 
Known
 
CID001916
 
Gold
 
The Refinery of Shandong Gold Mining Co., Ltd.
 
CHINA
 
Conflict Free
 
CID001938
 
Gold
 
Tokuriki Honten Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID001947
 
Gold
 
Tongling Nonferrous Metals Group Co., Ltd.
 
CHINA
 
Known
 
CID001955
 
Gold
 
Torecom
 
KOREA, REPUBLIC OF
 
Conflict Free
 
CID001969
 
Tantalum
 
Ulba Metallurgical Plant JSC
 
KAZAKHSTAN
 
Conflict Free
 
CID001977
 
Gold
 
Umicore Brasil Ltda.
 
BRAZIL
 
Conflict Free
 
CID001980
 
Gold
 
Umicore S.A. Business Unit Precious Metals Refining
 
BELGIUM
 
Conflict Free
 
CID001993
 
Gold
 
United Precious Metal Refining, Inc.
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID002003
 
Gold
 
Valcambi S.A.
 
SWITZERLAND
 
Conflict Free
 
CID002011
 
Tungsten
 
Vietnam Youngsun Tungsten Industry Co., Ltd.
 
VIET NAM
 
Conflict Free
 
CID002030
 
Gold
 
Western Australian Mint (T/a The Perth Mint)
 
AUSTRALIA
 
Conflict Free
 
CID002036
 
Tin
 
White Solder Metalurgia e Mineracao Ltda.
 
BRAZIL
 
Conflict Free
 
CID002044
 
Tungsten
 
Wolfram Bergbau und Hutten AG
 
AUSTRIA
 
Conflict Free
 
CID002082
 
Tungsten
 
Xiamen Tungsten Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002095
 
Tungsten
 
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002100
 
Gold
 
Yamakin Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID002129
 
Gold
 
Yokohama Metal Co., Ltd.
 
JAPAN
 
Conflict Free
 
CID002158
 
Tin
 
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002180
 
Tin
 
Yunnan Tin Company Limited
 
CHINA
 
Conflict Free
 
CID002224
 
Gold
 
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
 
CHINA
 
Conflict Free
 
CID002243
 
Gold
 
Gold Refinery of Zijin Mining Group Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002282
 
Gold
 
Morris and Watson
 
NEW ZEALAND
 
Known
 
CID002290
 
Gold
 
SAFINA A.S.
 
CZECH REPUBLIC
 
Active
 
CID002307
 
Tantalum
 
Yichun Jin Yang Rare Metal Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002312
 
Gold
 
Guangdong Jinding Gold Limited
 
CHINA
 
Known
 
CID002313
 
Tungsten
 
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
 
CHINA
 
Known
 
CID002314
 
Gold
 
Umicore Precious Metals Thailand
 
THAILAND
 
Conflict Free

Page A-5

 
Smelter
Identifi-
cation
  Metal   Smelter Name   Smelter Country  
Smelter
Status
 
CID002315
 
Tungsten
 
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002316
 
Tungsten
 
Jiangxi Yaosheng Tungsten Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002317
 
Tungsten
 
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002318
 
Tungsten
 
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002319
 
Tungsten
 
Malipo Haiyu Tungsten Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002320
 
Tungsten
 
Xiamen Tungsten (H.C.) Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002321
 
Tungsten
 
Jiangxi Gan Bei Tungsten Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002455
 
Tin
 
CV Venus Inti Perkasa
 
INDONESIA
 
Conflict Free
 
CID002459
 
Gold
 
Geib Refining Corporation
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID002468
 
Tin
 
Magnu's Minerais Metais e Ligas Ltda.
 
BRAZIL
 
Conflict Free
 
CID002492
 
Tantalum
 
Hengyang King Xing Lifeng New Materials Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002494
 
Tungsten
 
Ganzhou Seadragon W & Mo Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002500
 
Tin
 
Melt Metais e Ligas S.A.
 
BRAZIL
 
Conflict Free
 
CID002502
 
Tungsten
 
Asia Tungsten Products Vietnam Ltd.
 
VIET NAM
 
Conflict Free
 
CID002503
 
Tin
 
PT ATD Makmur Mandiri Jaya
 
INDONESIA
 
Conflict Free
 
CID002504
 
Tantalum
 
D Block Metals, LLC
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID002505
 
Tantalum
 
FIR Metals & Resource Ltd.
 
CHINA
 
Conflict Free
 
CID002506
 
Tantalum
 
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002508
 
Tantalum
 
XinXing HaoRong Electronic Material Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002509
 
Gold
 
MMTC-PAMP India Pvt., Ltd.
 
INDIA
 
Conflict Free
 
CID002510
 
Gold
 
Republic Metals Corporation
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID002511
 
Gold
 
KGHM Polska Miedz Spolka Akcyjna
 
POLAND
 
Active
 
CID002512
 
Tantalum
 
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002513
 
Tungsten
 
Chenzhou Diamond Tungsten Products Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002515
 
Gold
 
Fidelity Printers and Refiners Ltd.
 
ZIMBABWE
 
Known
 
CID002516
 
Gold
 
Singway Technology Co., Ltd.
 
TAIWAN, PROVINCE OF CHINA
 
Conflict Free
 
CID002517
 
Tin
 
O.M. Manufacturing Philippines, Inc.
 
PHILIPPINES
 
Conflict Free
 
CID002530
 
Tin
 
PT Inti Stania Prima
 
INDONESIA
 
Conflict Free
 
CID002535
 
Tungsten
 
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002536
 
Tungsten
 
Ganzhou Yatai Tungsten Co., Ltd.
 
CHINA
 
Known
 
CID002539
 
Tantalum
 
KEMET Blue Metals
 
MEXICO
 
Conflict Free
 
CID002541
 
Tungsten
 
H.C. Starck Tungsten GmbH
 
GERMANY
 
Conflict Free
 
CID002542
 
Tungsten
 
H.C. Starck Smelting GmbH & Co. KG
 
GERMANY
 
Conflict Free
 
CID002543
 
Tungsten
 
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
 
VIET NAM
 
Conflict Free
 
CID002544
 
Tantalum
 
H.C. Starck Co., Ltd.
 
THAILAND
 
Conflict Free
 
CID002545
 
Tantalum
 
H.C. Starck Tantalum and Niobium GmbH
 
GERMANY
 
Conflict Free
 
CID002547
 
Tantalum
 
H.C. Starck Hermsdorf GmbH
 
GERMANY
 
Conflict Free
 
CID002548
 
Tantalum
 
H.C. Starck Inc.
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID002549
 
Tantalum
 
H.C. Starck Ltd.
 
JAPAN
 
Conflict Free
 
CID002550
 
Tantalum
 
H.C. Starck Smelting GmbH & Co. KG
 
GERMANY
 
Conflict Free

Page A-6

 
Smelter
Identifi-
cation
  Metal   Smelter Name   Smelter Country  
Smelter
Status
 
CID002551
 
Tungsten
 
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002557
 
Tantalum
 
Global Advanced Metals Boyertown
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID002558
 
Tantalum
 
Global Advanced Metals Aizu
 
JAPAN
 
Conflict Free
 
CID002560
 
Gold
 
Al Etihad Gold LLC
 
UNITED ARAB EMIRATES
 
Conflict Free
 
CID002561
 
Gold
 
Emirates Gold DMCC
 
UNITED ARAB EMIRATES
 
Conflict Free
 
CID002563
 
Gold
 
Kaloti Precious Metals
 
UNITED ARAB EMIRATES
 
Known
 
CID002567
 
Gold
 
Sudan Gold Refinery
 
SUDAN
 
Known
 
CID002568
 
Tantalum
 
KEMET Blue Powder
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID002570
 
Tin
 
CV Ayi Jaya
 
INDONESIA
 
Conflict Free
 
CID002572
 
Tin
 
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
 
VIET NAM
 
Known
 
CID002573
 
Tin
 
Nghe Tinh Non-Ferrous Metals Joint Stock Company
 
VIET NAM
 
Known
 
CID002574
 
Tin
 
Tuyen Quang Non-Ferrous Metals Joint Stock Company
 
VIET NAM
 
Known
 
CID002579
 
Tungsten
 
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
 
CHINA
 
Conflict Free
 
CID002580
 
Gold
 
T.C.A S.p.A
 
ITALY
 
Conflict Free
 
CID002582
 
Gold
 
Remondis Argentia B.V.
 
NETHERLANDS
 
Active
 
CID002587
 
Gold
 
Tony Goetz NV
 
BELGIUM
 
Known
 
CID002589
 
Tungsten
 
Niagara Refining LLC
 
UNITED STATES OF AMERICA
 
Conflict Free
 
CID002592
 
Tin
 
CV Dua Sekawan
 
INDONESIA
 
Conflict Free
 
CID002593
 
Tin
 
CV Tiga Sekawan
 
INDONESIA
 
Conflict Free
 
CID002605
 
Gold
 
Korea Zinc Co., Ltd.
 
KOREA, REPUBLIC OF
 
Conflict Free
 
CID002606
 
Gold
 
Marsam Metals
 
BRAZIL
 
Conflict Free
 
CID002615
 
Gold
 
TOO Tau-Ken-Altyn
 
KAZAKHSTAN
 
Known
 
CID002645
 
Tungsten
 
Ganzhou Haichuang Tungsten Co., Ltd.
 
CHINA
 
Known
 
CID002647
 
Tungsten
 
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
 
CHINA
 
Known
 
CID002649
 
Tungsten
 
Hydrometallurg, JSC
 
RUSSIAN FEDERATION
 
Conflict Free
 
CID002703
 
Tin
 
An Vinh Joint Stock Mineral Processing Company
 
VIET NAM
 
Known
 
CID002706
 
Tin
 
Resind Industria e Comercio Ltda.
 
BRAZIL
 
Conflict Free
 
CID002707
 
Tantalum
 
Resind Industria e Comercio Ltda.
 
BRAZIL
 
Conflict Free
 
CID002708
 
Gold
 
Abington Reldan Metals, LLC
 
UNITED STATES OF AMERICA
 
Known
 
CID002724
 
Tungsten
 
Unecha Refractory metals plant
 
RUSSIAN FEDERATION
 
Conflict Free
 
CID002756
 
Tin
 
Super Ligas
 
BRAZIL
 
Known
 
CID002757
 
Tin
 
PT O.M. Indonesia
 
INDONESIA
 
Conflict Free
 
CID002761
 
Gold
 
SAAMP
 
FRANCE
 
Conflict Free
 
CID002762
 
Gold
 
L'Orfebre S.A.
 
ANDORRA
 
Active
 
CID002765
 
Gold
 
Italpreziosi
 
ITALY
 
Conflict Free
 
CID002773
 
Tin
 
Metallo Belgium N.V.
 
BELGIUM
 
Conflict Free
 
CID002774
 
Tin
 
Metallo Spain S.L.U.
 
SPAIN
 
Conflict Free
 
CID002776
 
Tin
 
PT Bangka Prima Tin
 
INDONESIA
 
Conflict Free
 
CID002777
 
Gold
 
SAXONIA Edelmetalle GmbH
 
GERMANY
 
Conflict Free
 
CID002778
 
Gold
 
WIELAND Edelmetalle GmbH
 
GERMANY
 
Conflict Free

Page A-7

 
Smelter
Identifi-
cation
  Metal   Smelter Name   Smelter Country  
Smelter
Status
 
CID002779
 
Gold
 
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
 
AUSTRIA
 
Conflict Free
 
CID002815
 
Tungsten
 
South-East Nonferrous Metal Company Limited of Hengyang City
 
CHINA
 
Conflict Free
 
CID002816
 
Tin
 
PT Sukses Inti Makmur
 
INDONESIA
 
Conflict Free
 
CID002827
 
Tungsten
 
Philippine Chuangxin Industrial Co., Inc.
 
PHILIPPINES
 
Conflict Free
 
CID002829
 
Tin
 
PT Kijang Jaya Mandiri
 
INDONESIA
 
Conflict Free
 
CID002830
 
Tungsten
 
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
 
CHINA
 
Conflict Free
 
CID002833
 
Tungsten
 
ACL Metais Eireli
 
BRAZIL
 
Conflict Free
 
CID002835
 
Tin
 
PT Menara Cipta Mulia
 
INDONESIA
 
Conflict Free
 
CID002842
 
Tantalum
 
Jiangxi Tuohong New Raw Material
 
CHINA
 
Conflict Free
 
CID002843
 
Tungsten
 
Woltech Korea Co., Ltd.
 
KOREA, REPUBLIC OF
 
Conflict Free
 
CID002844
 
Tin
 
HuiChang Hill Tin Industry Co., Ltd.
 
CHINA
 
Known
 
CID002845
 
Tungsten
 
Moliren Ltd.
 
RUSSIAN FEDERATION
 
Conflict Free
 
CID002847
 
Tantalum
 
Power Resources Ltd.
 
MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF
 
Conflict Free
 
CID002848
 
Tin
 
Gejiu Fengming Metallurgy Chemical Plant
 
CHINA
 
Conflict Free
 
CID002849
 
Tin
 
Guanyang Guida Nonferrous Metal Smelting Plant
 
CHINA
 
Conflict Free
 
CID002850
 
Gold
 
AU Traders and Refiners
 
SOUTH AFRICA
 
Conflict Free
 
CID002852
 
Gold
 
GCC Gujrat Gold Centre Pvt. Ltd.
 
INDIA
 
Known
 
CID002853
 
Gold
 
Sai Refinery
 
INDIA
 
Known
 
CID002854
 
Gold
 
Universal Precious Metals Refining Zambia
 
ZAMBIA
 
Known
 
CID002857
 
Gold
 
Modeltech Sdn Bhd
 
MALAYSIA
 
Active
 
CID002858
 
Tin
 
Modeltech Sdn Bhd
 
MALAYSIA
 
Active
 
CID002859
 
Tin
 
Gejiu Jinye Mineral Company
 
CHINA
 
Conflict Free
 
CID002863
 
Gold
 
Bangalore Refinery
 
INDIA
 
Active
 
CID002865
 
Gold
 
Kyshtym Copper-Electrolytic Plant ZAO
 
RUSSIAN FEDERATION
 
Known
 
CID002866
 
Gold
 
Morris and Watson Gold Coast
 
AUSTRALIA
 
Known
 
CID002867
 
Gold
 
Degussa Sonne / Mond Goldhandel GmbH
 
GERMANY
 
Known
 
CID002870
 
Tin
 
PT Lautan Harmonis Sejahtera
 
INDONESIA
 
Conflict Free
 
CID002872
 
Gold
 
Pease & Curren
 
UNITED STATES OF AMERICA
 
Known
 
CID002918
 
Gold
 
SungEel HiMetal Co., Ltd.
 
KOREA, REPUBLIC OF
 
Conflict Free
 
CID002919
 
Gold
 
Planta Recuperadora de Metales SpA
 
CHILE
 
Active
 
CID002973
 
Gold
 
Safimet S.p.A
 
ITALY
 
Known
 
CID003116
 
Tin
 
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
 
CHINA
 
Conflict Free
 
CID003153
 
Gold
 
State Research Institute Center for Physical Sciences and Technology
 
LITHUANIA
 
Known
 
CID003182
 
Tungsten
 
Hunan Litian Tungsten Industry Co., Ltd.
 
CHINA
 
Known
 
CID003190
 
Tin
 
Chifeng Dajingzi Tin Industry Co., Ltd.
 
CHINA
 
Active
 
CID003191
 
Tantalum
 
Jiujiang Janny New Material Co., Ltd.
 
CHINA
 
Conflict Free
 
CID003205
 
Tin
 
PT Bangka Serumpun
 
INDONESIA
 
Conflict Free
 
CID003208
 
Tin
 
Pongpipat Company Limited
 
MYANMAR
 
Known


Page A-8